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CORPORATE & SECURITIES PUBLICATIONS

  • SEC Issues Additional Guidance on Verifying Accredited Investors for Regulation D Offerings (view)
  • SEC Amends Regulation D to Permit General Solicitation and General Advertising in Connection with Rule 506 Offerings (view)
  • SEC Issues Guidance on Use of Social Media to Communicate with Shareholders and the Market (view)
  • The Jobs Act of 2012 — An Overview of the Principal Regulatory Reforms to Federal Securities Laws (view)
  • SEC Adopts Amendments to Definition of “Accredited Investor” in Rule 501(a) of Regulation D and Rule 215 to Exclude the Value of an Individual’s Primary Residence for Individuals Relying on the More Than $1 million Net Worth Standard (view)
  • SEC Adopts New Rules that Require the SEC to Pay Awards to Certain Whistleblowers (view)
  • SEC Proposes Amendments to Rule 506 of Regulation D Implementing Section 926 of the Dodd-Frank Act to Disqualify Certain “Bad Actors” from Relying Upon the Safe Harbor Exemption Provided by the Rule in Connection with the Private Offerings of Securities (view)
  • SEC Adopts New Rules Concerning “Say-On-Pay,” “Say On Frequency Of Say-On-Pay” and Requiring Disclosure of Golden Parachute Arrangements in Merger Proxy Statements (view)
  • SEC Proposes New Rules to Implements Section 951 Of Dodd-Frank Act Requiring Non- Binding Shareholder Advisory Vote on Executive Compensation and on the Frequency of Such Advisory Votes, and Requiring Disclosure of Golden Parachute Arrangements in Merger Proxy Statements (view)
  • Dodd-Frank Act Amends the Definition of “Accredited Investor” in Rule 501(a) of Regulation D and Rule 215 for Individuals to Exclude the Value of an Individual’s Primary Residence (view)
  • SEC Adopts Amendments to its Rules and Forms to Implement an Exemption Adopted in Dodd–Frank Act for Smaller Issuers from the Audit Report Attestation Requirement Related to Management’s Assessment of Internal Controls Over Financial Reporting (view)

 More Publications

  • Delaware Supreme Court Ruling: Creditors Do Not Have Standing to Bring Direct Claims Against Directors of Insolvent Corporations for Breach of their Fiduciary Duties (view)
  • SEC Adopts Amendments to Proxy Rules to Enable Shareholders to Choose How They Access Proxy Materials (view)
  • SEC Adopts Amendments to Rules Governing Termination of Foreign Private Issuer Registration and Reporting Requirements (view)
  • Research Analyst Conflicts (view)
  • SEC Modifies Periodic Report Filing Deadlines (view)
  • Internet Availability of Proxy Materials (view)

 

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